Securities offering

Results: 1624



#Item
641Economics / Corporate finance / Securities / Stock market / Private equity / Investment Advisor / Securities fraud / Financial adviser / Initial public offering / Financial economics / Finance / Investment

GOVERNOR RICK SCOTT WEEKLY EOG AGENCY REPORT OFFICE OF FINANCIAL REGULATION WEEK ENDING DECEMBER 13, 2012 Successes for Week Ending December 13, 2012

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Source URL: www.flofr.com

Language: English - Date: 2012-12-13 17:08:19
642Finance / Security / Short / Initial public offering / Securities Exchange Act / Midwood /  Brooklyn / U.S. Securities and Exchange Commission / Stock exchange / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:07:07
643Finance / Security / Short / Initial public offering / Securities Exchange Act / Stock exchange / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:33:58
644Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Short selling / Security / Short / Securities Exchange Act / Initial public offering / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:09:08
645Finance / Short / Initial public offering / Security / Stock / Securities Exchange Act / Futures contract / Order / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:30:21
646Finance / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Short selling / Security / Short / Initial public offering / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:31:05
647Finance / United States securities law / United States Securities and Exchange Commission / Financial regulation / Short selling / Short / Initial public offering / Security / Securities Exchange Act / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:09:45
648Corporate finance / Stock market / Primary dealers / Initial public offering / Securities / Davis Polk & Wardwell / Morgan Stanley / First Boston / Underwriting / Investment / Financial economics / Investment banks

hadl[removed]www.haledorr.com

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Source URL: www.ipoguidebook.com

Language: English - Date: 2013-10-01 21:48:55
649Technology / Automation / Automated teller machine / Banks / Leaseback / Securities offering / Business / Finance / Payment systems

PDF Document

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Source URL: www.sec.gov.

Language: English - Date: 2014-10-08 09:30:50
650Corporate governance / Sarbanes–Oxley Act / United States corporate law / United States securities law / Finance / Economics / Elasticity / Demand / Initial public offering / Consumer theory / Business / Auditing

More  Efficient  Future,  Fewer  Lawyers?   Noah  Waisberg @DiligenceEngine  

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Source URL: diligenceengine.files.wordpress.com

Language: English - Date: 2014-08-24 13:47:27
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